Plato's Republic and Nolan's Gotham, Part IV

For the past few weeks I’ve been writing posts on ways that I see Christopher Nolan’s Dark Knight Trilogy interacting with Plato’s Republic. I’m sure that next time I watch the films I will see even more connections, but for now I’m ready to move on to other topics. To cap off this series, here are three closing thoughts—or rather, as it turned out, three more posts combined together. 

First, although earlier I had written about Plato’s Allegory of the Cave, oddly enough I didn’t think much at all about the literal caves Bruce falls into, first in Batman Begins (the cave that becomes the Bat-Cave) and then in The Dark Knight Rises (the prison pit into which he is cast by Bane). Yet these also fit the allegory. 

The scene where young Bruce falls into the well on his family’s estate, and his father descends by a rope to pull him out, supports my suggestion that Thomas Wayne is the closest thing Gotham City has to a philosopher-king. In pulling his son out of the well, he resembles how the prisoner-turned-philosopher returns to the cave to free others of their ignorance. After all, he tells Bruce in that moment, “Don’t be afraid,” and fear is the result of ignorance. To quote Ducard again, “Men fear most what they cannot see.” 

Speaking of Ducard, this scene of Thomas and Bruce in the cave underlines the fundamental differences between Thomas and Ducard, his foil. Ducard, with his corrupted understanding of justice, cannot really lead anyone out of the cave, and while Thomas dispels fear, Ducard instead preys upon it. When Bruce is in the prison pit in The Dark Knight Rises, he learns that Ducard once descended into that cave to exact vengeance on those who killed his wife. Just as when he attacked Gotham in Batman Begins, he did not descend into the cave to liberate captives but to slaughter them. If Thomas represents the aristocratic soul, Ducard represents the tyrannical one.

As Timothy Lawrence and I discussed in a FilmFisher dialogue some years ago, the tension between Bruce and his alter-ego Batman corresponds to how Bruce is caught between these two mentors. The choice he faces is whether to become more like his father or more like Ducard. I see now that this conflict can be rephrased in Platonic terms: Will Bruce, having a timocratic soul driven by a love of honor, evolve into a wisdom-lover or devolve into someone who is ruled by his appetites? 

I think Bruce does become more like his father, and more like a philosopher, in the end. In Rises, he defies his fear in order to climb out of the prison pit; he liberates Gotham from the League of Shadows (again, “Shadows” suggests the shadows of the Plato’s cave); and finally, he passes the mantle of Gotham’s protector to Blake. Significantly, as I pointed out in that FilmFisher dialogue, well before I ever read Plato, “The first scene of the first film has Bruce falling into the cave, and the last shot of the last film has Blake rising on a platform in the cave.” If Thomas descended into the cave to lift out Bruce, Bruce descends into the cave to lift out Blake. Republic envisions a process by which the philosopher-kings would raise up and train their successors, and that succession is reflected in the beginning and end of the trilogy.

Second, for all the similarities between the films and Plato’s Republic, Nolan seems to refute the idea of using myths and useful falsehoods to govern the kallipolis. 

As Plato’s Socrates lays out a theoretical blueprint for the ideal republic, on two occasions Socrates devises a myth that would be used to convince the next generation to abide by the republic’s laws and prefer justice to injustice: The Myth of the Metals in Book III, and the Myth of Er in Book X. The Dark Knight ends and The Dark Knight Rises opens with a myth or useful falsehood invented by Batman. He convinces Jim Gordon to lie about the fate of Harvey Dent, in order to keep the city from being demoralized by Dent’s corruption. The lie does motivate the city to stamp out organized crime, but once the truth is revealed, the results are reversed, and the city is plunged into a worse chaos than before.

In contrast, The Dark Knight Rises concludes with Gotham receiving a true myth to inspire the citizens to justice. The city watches Batman fly the bomb away from the city. Although the audience knows that Bruce somehow escaped the detonation, this doesn’t drain the action of its meaning or nobility. He really did save the city. Blake thinks it unfair that people don’t know it was Bruce Wayne who saved them, but Gordon is right: “They know who it was; it was the Batman.” Earlier in the film, in two different scenes, Bruce/Batman had told Blake and then Gordon that the point of Batman’s secret identity is that “A hero can be anyone.” That is why a statue of Batman—a symbol of justice that can be embodied by anyone—is dedicated at the end of the film, not a statue of Bruce Wayne. This statue represents a better, truer Myth of the Metals or Myth of Er.

Third, I return to the way Plato treats the state of the just/unjust city as analogous to the state of the just/unjust soul. If Bruce becomes more just in the end, does Gotham? 

As I’ve already touched on above, Bruce can be said to become more just because of how he grows to resemble his father, and as I said in the first post, because of how he persists in pursuing justice even when no one rewards him for it. Indeed, when Bruce fakes his own death, for all Gotham City knows, he died a very unjust man. In the Republic, justice is a combination of moderation, courage, and wisdom, but any citizen would be forgiven for thinking Bruce was immoderate (“Look how he wasted his inheritance on pleasures!”) and cowardly (“Look how he ran for cover when the Joker attacked his home!”) and foolish (“Look how poorly he managed his company!”). In reality, the case could be made that Bruce is (or becomes) moderate, courageous, and wise. Moderate, he is never corrupted by the profligate playboy persona he plays before the public. Courageous, he overcomes his fears and holds to his conviction against killing even when he is sorely tempted to abandon it. Wise, he continues to seek after true justice and will not settle for the false alternatives propounded by Ducard (like Polemarchus, that justice involves doing harm to enemies), Falcone (like Thrasymachus, that justice is whatever benefits the strong), the Joker (embracing the view that Glaucon summarizes, that being just isn’t worth the effort), or Dent (that only chance is just).

But what about the city? In the previous post, I closed with the troubling suggestion that, because of its slide from aristocracy to tyranny over the course of three films, “Gotham City would seem to worse off at the end of the trilogy than at the beginning.” And so I find myself in arriving at the same answer as I did at the end of the dialogue I wrote with Tim: it doesn’t seem like Gotham is capable of becoming a just city. Bruce would seem to have failed to make it more just. Maybe Alfred is right and Bruce went about it all wrong, misdirecting his energies to be a guardian of the city as Batman and not doing enough to be a philosopher-king like his father.

However, this may be the result of asking the wrong question, the result of assessing Bruce by the wrong objective. In his own words, Bruce’s objective was never to make the city more just but to give it a vision of justice. He tells Alfred in Batman Begins, before returning to Gotham, that “People need dramatic examples to shake them out of apathy and I can't do that as Bruce Wayne. As a man, I'm flesh and blood, I can be ignored, I can be destroyed; but as a symbol—as a symbol I can be incorruptible, I can be everlasting.” And if that was the goal, he would seem to have succeeded in the end. Gotham does not become a just city, but with the example and symbol of Batman as its inspiration, it could become one yet.

Disney Animation and Expressive Individualism

It is often said that Disney films, at least in the past few decades, espouse expressive individualism. I have thought the same thing, and still think it is largely the case. However, over time I have realized that three among my favorite Disney animated films, all three of them from what to me is the most eclectic and daring period in Disney Animation’s recent history—The Emperor’s New Groove (2000), Treasure Planet (2002), and Brother Bear (2003)—each show the dangers of expressive individualism and suggest that maturity involves submitting to community standards and accountability. So, in fairness to the creators of these films, while the generalization is mostly true, we shouldn’t paint all of Disney’s productions with such a broad brush.

First, in my debut article for FilmFisher in 2018, I had this to say about Brother Bear:  

Charles Taylor has described secular individualism this way: “People are called upon to be true of themselves and to seek their own self-fulfillment. What this consists of, each must, in the last instance, determine for him- or herself. No one else can or should try to dictate its content.” [The quotation is from Charles Taylor, The Ethics of Authenticity, Harvard UP, 1992, p. 14.]

This statement could describe the hero’s journey of several Disney protagonists. But Brother Bear subverts Disney’s individualistic mythos. To adapt Taylor’s words: Kenai is never told to be true to himself. That would actually be disastrous, because what Kenai learns about himself is ugly and shameful. In biblical terms, he is a sinner at heart, not a saint. Instead, he is told by Tanana to pattern his life after love, something outside himself. In the end, he does not seek his own fulfillment, but another’s good. If Kenai had had his way, he never would have determined that path for himself. At first, he outright rejected it as folly. Others dictated the content of his attainment of mature manhood. The spirits chose his totem, Tanana and his brothers told him to follow his totem, and the spirits set him on a path to reconciliation when he abandoned his totem. If Taylor is right, and my analysis of Brother Bear is on to something, this truly is a counter-cultural message.

Second, when I wrote an article on Treasure Planet and Atlantis: The Lost Empire in 2020, I argued the former may not be as individualistic as it certainly seems to be:

The trouble with making the moral of the film “chart your own course,” in the individualistic sense, is that the film, intentionally or not, presents strong reasons against that kind of philosophy. Captain Flint charted his own course, and died alone. Silver charts his own course, but realizes “you give up a few things, chasing a dream” — in his case, parts of his own body. Worst of all, Jim’s father, for all we can tell, charted his own course, and he abandoned his wife and son. But the moral exemplars of the film — Sarah, Dr. Doppler, and Captain Amelia — are marked by their principles, discipline, and service. They take initiative and responsibility for themselves, but never without regard for others. Jim matures when he honors his mother, submits to Captain Amelia’s leadership, and follows Silver’s instructions. When Jim does start charting his own course, he fights to protect his friends, not to pursue his own interests. When Silver invites Jim to join him for a life of open, endless possibilities, the course he charts instead is toward a life constrained by limitations. He enrolls in the Naval Academy — and militaries, schools, and military schools especially, are not places for expansive, self-determining individualism.

In the next paragraph, I quoted the same Charles Taylor passage I had used in the Brother Bear article, and then continued: 

Up until I was working on this article, I always thought Silver’s speech exemplified this kind of thinking. That may still be the case. After all, Taylor’s description encapsulates the Disney ethos. But as I now consider the speech within the context of the film, it seems to take on a newer and truer meaning. Perhaps, even as Jim is called to be true to himself, he is also called to be true to others. Perhaps those others still need to tell him who he should be, and even better, help him become who he should be. Otherwise, if Jim pushes everyone away, who will be there to catch the light coming off him?

Third, I haven’t written an article on The Emperor’s New Groove—not yet—but here is the short version of my argument it is not in favor of expressive individualism: Is there any character in all of Disney who is more expressively individualistic than Emperor Kuzco, and isn’t he clearly portrayed as a terribly selfish and destructive person who needs to change and start showing concern for others?

All this leads me to two takeaways: 

One, as seen with Treasure Planet, the characters in these films can say one thing (“chart your own course”) while the story can silently undercut those words (the character saying those words is not a moral exemplar). This is why we have to consider every scene in the context of the whole. We have to consider subtext. 

But, two, this presents a difficulty: the target audience for these films is not very good at detecting subtext. When I grew up watching Silver say “Chart your own course,” I took it as the unchallenged viewpoint of the whole film. Similarly, most of the kids who grow up with Frozen likely do not pick up the irony that “Let It Go” is being sung by someone who, swinging the pendulum too far the other way in a response to a restrictive upbringing, is in danger of hurting herself and others. So, those who are reluctant to show these films to children, lest they encourage them to have a me-first mentality, have a point. However, what if these films could be used to help young viewers, when they are ready for it, learn how to recognize subtext? In the context of a discussion with a parent or teacher, these films that seem to espouse expressive individualism could be used to help inoculate against it.